Compliance - Employee Conduct Lead (Code of Conduct) - Vice President

Job Description

Bring your expertise to JPMorganChase’s Code of Conduct Compliance team. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by assessing personal conflicts of interest, anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.

As an Employee Conduct Lead within the Compliance Conduct and Operational Risk (CCOR) organization, you help set the standard for how a global firm operates—every day. The Global Code of Conduct Compliance Team shapes and runs JPMorganChase’s Code of Conduct Compliance program, partnering closely with first line of defense teams, Legal, Human Resources, Employee Relations, Global Security, Risk, and other stakeholders to deliver firmwide priorities.

Our team publishes and provides timely interpretive guidance on the Code of Conduct, administers the annual Code Affirmation, develops conduct education, manages preclearance and disclosure of certain personal conflicts of interest, and builds strategic solutions to modernize and scale the program. We also provide guidance on the Code of Ethics for Finance Professionals Policy Supplement, Supplier Code of Conduct, Outside Interest Policy, and other policies and standards owned by the team.

Job Responsibilities

• Develop deep subject matter expertise in the Code of Conduct and conflicts management, with a focus on Outside Interests and External Relationships , and apply policy standards with strong, consistent judgment
• Partner across Employee Compliance , Lines of Business, Regions, and Corporate Functions to drive strategic initiatives (e.g., CCOR education and awareness)
• Execute key program objectives, activities, initiatives, and controls—including supporting the design, development, and testing of strategic solutions that improve scale, user experience, and oversight
• Perform discovery and diagnostic analyses, translate findings into clear insights, and recommend practical enhancements to strengthen the program
• Produce stakeholder materials, including presentations and reporting for senior management
• Draft and publish program policies and procedures, standards, and training content
• Manage system entitlements and oversee team records (e.g., retention and destruction)

Required qualifications, capabilities and skills

• Bachelor’s degree or equivalent experience
• Strong judgment and the ability to interpret and apply policy requirements to real-world scenarios with appropriate escalation when needed
• Excellent written and verbal communication skills, including experience engaging senior stakeholders
• Ability to work independently, manage multiple initiatives in parallel, and collaborate effectively in a dynamic, results-driven environment
• Intellectual curiosity and commitment to continuous learning and ongoing program improvement
• Proficiency with Microsoft Office (Word, Excel, PowerPoint, Outlook)

Preferred qualifications, capabilities and skills

• 3+ years of experience in financial services or another heavily regulated industry, supporting Compliance, Human Resources, Employee Relations, or Risk Management functions
• Demonstrated ability to own end-to-end processes
• Prior people management experience

About Us

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

About the Team

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.

Our Compliance teams work globally across all lines of business to advise internal stakeholders on the impact of regulatory requirements and how to balance these with the firm’s needs. Their diverse mandate means they also provide input on new business strategies, product lines, policies, training, operational processes, risk mitigation and control.