Audit Manager, Vice President - Asset Management
- Lead and participate in audit engagements, including global audits, from planning to reporting. Ensure the production of quality and timely deliverables that meet both departmental and professional standards
- Finalize audit findings and use judgment to provide an overall opinion on the control environment as well as providing recommendations to strengthen internal controls.
- Collaborate closely with global Audit colleagues in the early identification of emerging control issues and report those issues in a timely manner to Audit Management and business stakeholders.
- Partner with stakeholders, including other control groups (such as risk management, compliance), external auditors, and regulators. Establish strong working relationships while maintaining independence.
- Effectively manage audit team members as required, performing timely reviews of audits and providing honest and constructive feedback to enhance team performance.
- Implement and execute an effective program of continuous auditing for assigned coverage areas, including monitoring key metrics to identify control issues and adverse trends.
- Stay informed about evolving industry trends, external news, and regulatory changes affecting the financial and Asset Management industry, and analyze their impact on the business.
- Identify opportunities to drive efficiency within existing technical infrastructure through automation, while embracing innovative technologies.
- Recognize the confidential nature of Internal Audit communications and access to information; disciplined in protecting the confidentiality and security of information in accordance with firm policy
- 7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience.
- Bachelor's degree (or relevant financial services experience).
- Experience with internal audit methodology and the application of those concepts in the delivery and execution of audits.
- Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner.
- Knowledge of applicable laws and regulatory requirements (e.g., 12 CFR 9) related to asset management, investment advisor, broker-dealer and fiduciary activities.
- Knowledge of various financial instruments, investment vehicles and capabilities, including alternative investments such as real assets, private equity, private credits, etc.
- Experience with using data analytics and large language model, as well as champion a culture of innovation
- Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management.
- CPA, CIA, and/or Advanced Degree in Finance or Accounting is preferred
JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans Base Pay/Salary
Jersey City,NJ $137,750.00 - $200,000.00 / year
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