Brokerage Operations Specialist
Pay Rate: $48 - $53/Hour
Duties:
- This role is within the account operations team at Cash App Investing and reports to the brokerage operations accounts lead.
- Provide subject matter expertise on strategic initiatives related to brokerage functions.
- Document standard operating procedures and job aids and update as needed.
- Willing to work and get comfortable with ambiguity in a fast paced environment.
- Works closely with peers to provide support in functional areas of operation and provides feedback Reviews and actions accounts in accordance with firm policy and procedure.
- Performs and completes daily operational processing functions and maintains records in accordance with firms Written Supervisory Procedures and operational processes.
- High-level understanding of SEC / FINRA regulations that pertain to the subject matter.
Skills: Required skills and experience include:
- 5+ years of experience in brokerage operations.
- Brokerage operations generalist, you have worked in various functions of a brokerage operations team which may include accounts, risk, fraud, trading, etc.
- FINRA Licenses: Series 7, 63, & 24 required.
- Knowledge and respect for SEC/FINRA regulatory and compliance rules and regulations.
- Highly organized and detail oriented.
- Team player and willing to jump in and help others on a regular basis.
- Someone who thrives in a highly collaborative and fast-paced environment.
- Excellent verbal and written communication skills.
Education:
Bachelors degree in Economics, Business, Finance, or other appropriate discipline
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